juris

Section 10: Entry of transaction

Brokers Act

consolidated text (as at 2005). juris shows the text as it was consolidated; it does not confirm that this is the law in force today.

10. Entry of transaction (1) Every broker shall enter in a memorandum book (carnet) every transaction effected by him and shall, on the day of each transaction, transcribe every transaction upon a stamped paper, to be numbered and signed by the Registrar. (2) Every broker shall, when required, produce such paper and memorandum book before any Court or arbitrator. (3) No broker shall refuse to give an acknowledgment in respect of any security entrusted to him.

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